Compliance Advisory - Brokerage - Perm & Fixed Term Contract

Posted 17 January 2020
Salary Negotiable
LocationLondon
Job type Permanent
ReferenceLUTERCA_1579280274
Contact NameLatiesha Uter

Job description

Key responsibilities:

- Advise senior management and stakeholders on regulatory/compliance related matters

- Horizon scan and implement regulatory change

- Design maintain controls, processes and procedures

- Assist with the delivery of the training programme

Successful candidates will have:

- Previous front office advisory experience within a bank or brokerage

- Excellent communication skills, written and verbal

- Experience working with and advising senior stakeholders