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Compliance Advisory - Brokerage - Perm & Fixed Term Contract
- Posted 17 January 2020
- Salary Negotiable
- LocationLondon
- Job type Permanent
- ReferenceLUTERCA_1579280274
- Contact NameLatiesha Uter
Job description
Key responsibilities:
- Advise senior management and stakeholders on regulatory/compliance related matters
- Horizon scan and implement regulatory change
- Design maintain controls, processes and procedures
- Assist with the delivery of the training programme
Successful candidates will have:
- Previous front office advisory experience within a bank or brokerage
- Excellent communication skills, written and verbal
- Experience working with and advising senior stakeholders