Compliance Manager - 9 month fixed term contract

Posted 25 October 2021
Salary Negotiable
LocationCity of London
Job type Contract
ReferenceLUTCOMPMANcontract_1635238879
Contact NameLatiesha Uter

Job description

Key responsibilities:

  • Lead on regulatory change and report to the business as appropriate
  • Compliance Advisory: advice the business on regulatory obligations .
  • Compliance monitoring: Support the execution of monitoring programme reporting findings to the business and making the necessary adjustments
  • Develop and maintain strategic relationships with key stakeholders.

Successful candidates will have:

  • Minimum 5 years' compliance experience within the Financial Services industry.
  • Solid understanding and working knowledge of the FCA handbook, more specifically CASS, COBS, TC, DISP and SYSC.
  • Excellent communication skills both written and verbal