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Compliance Manager - Brokerage - FX
- Posted 21 October 2020
- Salary Negotiable
- LocationLondon
- Job type Permanent
- ReferenceLUTERBankingCManager_1603283873
- Contact NameLatiesha Uter
Job description
Key responsibilities:
- Compliance advisory to the front office
- Advising on and maintaining the firms obligations regarding MiFID 2 regulation
- Development and ongoing of the compliance manual including policies and procedures
- Horizon scanning and reporting of regulatory developments to the business
- Regulatory reporting
Successful candidates will have:
- Knowledge of FX and payments regulation
- Generalist compliance experience
- Excellent communication skills, written and verbal