Compliance Manager - Brokerage - FX

Posted 21 October 2020
Salary Negotiable
LocationLondon
Job type Permanent
ReferenceLUTERBankingCManager_1603283873
Contact NameLatiesha Uter

Job description

Key responsibilities:

  • Compliance advisory to the front office
  • Advising on and maintaining the firms obligations regarding MiFID 2 regulation
  • Development and ongoing of the compliance manual including policies and procedures
  • Horizon scanning and reporting of regulatory developments to the business
  • Regulatory reporting

Successful candidates will have:

  • Knowledge of FX and payments regulation
  • Generalist compliance experience
  • Excellent communication skills, written and verbal