Compliance Monitoring & Advisory - Asset Management - £750pd

Posted 14 November 2019
Salary Negotiable
LocationLondon
Job type Permanent
ReferenceLUT_1573756469
Contact NameLatiesha Uter

Job description

- Provide guidance and support, with 2nd line Compliance, to the Business

- Prepare papers for the Board regarding compliance matters

- Advisory and support to wider compliance team regarding conflicts, best execution, market abuse

Candidates must have:

  • Previous asset management business within a Compliance advisory and monitoring role.
  • Good working knowledge of IMA rules
  • Understanding of UK, Irish and EU regulation