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Compliance Monitoring & Advisory - Asset Management - £750pd
- Posted 14 November 2019
- Salary Negotiable
- LocationLondon
- Job type Permanent
- ReferenceLUT_1573756469
- Contact NameLatiesha Uter
Job description
- Provide guidance and support, with 2nd line Compliance, to the Business
- Prepare papers for the Board regarding compliance matters
- Advisory and support to wider compliance team regarding conflicts, best execution, market abuse
Candidates must have:
- Previous asset management business within a Compliance advisory and monitoring role.
- Good working knowledge of IMA rules
- Understanding of UK, Irish and EU regulation