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Compliance Monitoring Officer - Funds - Permanent
- Posted 31 January 2020
- Salary Negotiable
- LocationLondon
- Job type Permanent
- ReferenceLUTContract_1580480912
- Contact NameLatiesha Uter
Job description
A buy-side firm are looking to hire a Compliance Monitoring Officer into their compliance team.
Key responsibilities:
- Conduct periodic compliance monitoring and testing in accordance to the compliance monitoring programme
- Escalate findings where necessary and write reports to be presented to senior management
- Assist with the ongoing development of the compliance monitoring programme
- Keep abreast of changes in regulation and report findings to the business where necessary
Successful candidates will have:
- Compliance monitoring experience
- Experience working closely with senior management
- Excellent communication skills both written and verbal as well as experience writing reports
- The ability to work to tight deadline and manage their own workload