Compliance Monitoring Officer - Funds - Permanent

Posted 31 January 2020
Salary Negotiable
LocationLondon
Job type Permanent
ReferenceLUTContract_1580480912
Contact NameLatiesha Uter

Job description

A buy-side firm are looking to hire a Compliance Monitoring Officer into their compliance team.

Key responsibilities:

  • Conduct periodic compliance monitoring and testing in accordance to the compliance monitoring programme
  • Escalate findings where necessary and write reports to be presented to senior management
  • Assist with the ongoing development of the compliance monitoring programme
  • Keep abreast of changes in regulation and report findings to the business where necessary

Successful candidates will have:

  • Compliance monitoring experience
  • Experience working closely with senior management
  • Excellent communication skills both written and verbal as well as experience writing reports
  • The ability to work to tight deadline and manage their own workload