Director - Technology Compliance - Investment Bank

Posted 27 June 2022
Salary £140000 - £180000 per annum
LocationLondon
Job type Permanent
Discipline Compliance
ReferenceBBBH135263_1656415031
Contact NameChris Roots

Job description

Our client a top tier Investment Bank are looking for someone to take the lead on Compliance for their Technology division, owning the compliance framework for the area.

Responsibilities -

  • Ownership of the Compliance framework for technology for the EMEA region, ensuring that regulatory and operational risks are identified and addressed.
  • Identify, analyse, and remediate 1st and 2nd line issues and control changes
  • Responsible for effectiveness of applicable controls including testing and review
  • Respond to relevant regulatory change/departmental initiatives on behalf of Technology

Requirements -

  • Experience in Technology, Compliance Technology, or Technology Risk
  • Understanding of Investment banking structure and products
  • Ability to manage a varied workload dealing with a variety of stakeholders

Please get in touch for details at chris.roots@investigo.co.uk