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Investment Guideline Monitoring Contract Role

  • Location City of London
  • Job type Interim
  • Reference 126141

Investigo are supporting one our Asset Management clients recruiting a Guideline Monitoring role for a 6 month day rate contract.

The position is for a Senior Mandate Monitoring Analyst. The purpose of the role is to be the SME in the business for Investment Restrictions, Regulations and Guidelines for IMA's and fund documentation.

6 month contract
Paying £696 per day via PAYE inside IR35
Location: London, flexible working pattern

Role Duties:

  • Act as the SME to the business regarding investment restrictions, regulations and guidelines for IMA's and fund documentation
  • Interpretation of new client mandates or portfolio prospectuses to enable pre and post trade mandate monitoring
  • Ensure investment restrictions, regulations and guidelines are accurately implemented into the monitoring systems (thinkFolio and Murex)
  • Daily pre and post trade investment monitoring, investigation, resolution, escalation and reporting
  • Reviewing existing mandate rules and guidelines to ensure compliance with the latest investment mandate documentation
  • Support with client on-boarding activity including RFP's, operational due diligence questionnaires, implementation and setup.
  • Support tech and change teams to design, test and implement new updates to systems and on strategic projects

Experience Needed:

  • 5+ years investment compliance experience
  • Strong knowledge of regulatory frameworks across UCITS, AIFMD and Money Market Funds
  • Strong experience in the use of thinkFolio coding techniques including creating User Categories and User Analytics
  • Ability to conduct post trade analysis of active and passive breaches
  • Ability to engage with custodians, trustees and third parties to explain complex processes, procedures and products