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Senior Compliance Associate - Buy Side - Compliance Advisory
- Posted 04 November 2019
- Salary Negotiable
- LocationLondon
- ReferenceLUTSrComplianceAssoc_1572885166
- Contact NameLatiesha Uter
Job description
A buy-side business are looking to hire a Senior Compliance Associate into their Compliance Advisory team. The role will focus on advising the business on issues around regulations as well as developing policies and horizon scanning.
Key responsibilities:
- Compliance advisory to the business in relation to new fund launches as well as changes to existing funds
- Keep abreast of regulatory developments and communicate to the business where necessary
- Advise the business on policies and procedures as well as ensuring maintenance of both
- Produce MI to various committees and to the senior management team, highlight issues and or trends applicable to the business
Successful candidates will have:
- 2 - 3 years compliance experience within a buy-side business
- Knowledge of regulation around funds
- Excellent communication skills both written and verbal