Senior Compliance Manager - Alternative Investments - Permanent
- Posted 25 November 2019
- Salary Negotiable
- LocationLondon
- Job type Permanent
- ReferenceLUTComplianceManager_1574758506
- Contact NameLatiesha Uter
Job description
Key responsibilities:
* Take on the SMF16/17 for the firm
Maintenance and development of the Group Compliance Manual and risk and compliance monitoring programme;
* Working with key stakeholders to deal with compliance-related issues;
* Resolving matters such as rule breaches, complaints, etc and overseeing the Compliance Associate in maintaining all such logs;
* Providing advice to assist the business in understanding and interpreting the relevant rules and requirements;
* Monitoring regulatory developments, reacting to those that may affect the business and updating the key stakeholders;
Successful candidates will have:
* Strong technical skills, sound knowledge of the FCA handbook and compliance framework
* Experience working with key stakeholders to deal with compliance-related issues;
* Strong communication skills in particular when establishing and managing senior stakeholder relationships
* A commercially awareness and be solutions oriented and innovative in their approach to problem solving