Senior Regulatory Reporting

A leading Brokerage firm is seeking a Senior Regulatory Reporting individual to join their team in the London office

Job Responsibilities

• Preparation and submission of monthly and quarterly regulatory returns to the FCA in a controlled and timely manner. This will include COREP as well as other FCA regulatory returns
• Complete ownership of daily regulatory monitoring and reporting
• Liaising with other departments including Financial Control, Product Control, Operations, Front office to follow up issues arising from daily and monthly reporting
• Liaising with subsidiary entity controllers to ensure correct and consistent reporting throughout the rest of Europe and Asia
• Drive regulatory automation project and other regulatory project initiatives
• Support Head of Regulatory Reporting on ad-hoc reporting issues e.g. impact of new CRD rules
• Deputise in the absence of Head of Regulatory Reporting
• Preparation of annual reporting statements and reconciliations to statutory accounts
• Interaction with other finance areas to ensure consistent and accurate reporting
• Pillar 3 reporting
• Manage workload/priorities of junior team member.

About the person

• Have a very good understanding of the various COREP templates and familiarity with computing Own funds.
• Have a working knowledge in calculating capital requirements around market, credit and operational risk.
• Experience of working in a fast-paced Financial services organisation and take on responsibility and accountability for regulatory, accounting, governance and compliance related matters
• Be self-motivated and ambitious with the credibility and gravitas to build long term relationships with all relevant parties, both internally and externally
• Be capable of working effectively at an operational and strategic level
• Adaptable and flexible, with the ability to organise, prioritise, manage and deliver under tight or conflicting deadlines