Top Tier Investment Bank - Equities Compliance - AVP

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Our client a leading Investment Bank are looking for a Compliance officer to join their Compliance team in a trading floor based role offering oversight of equities from a Compliance and Operational Risk Perspective.

Responsibilities

• Support the team in the identification, investigation and resolution of Compliance and Operational risks for the Equities business.
• Review, analyse and implement as required regulatory changes applicable to the areas of coverage.
• Own and remediate Compliance and Operational risk issues and Control Enhancements for the markets business.
• Maintain, review and develop policies and Controls for the business.

Please get in touch for more information chris.roots@investigo.co.uk