We are seeking a talented compliance professional to join a dynamic team in the field of alternative investments. You'll play a pivotal role as the compliance expert and risk steward, providing valuable guidance and support to a leading alternative Asset Management business.
- Act as a compliance subject matter expert for alternative investments, offering advice and support on a range of areas, including new product launches, conflict of interest cases, and marketing reviews.
- Deliver and maintain regulatory compliance standards and policies in alignment with our Compliance Operating Model.
- Escalate significant compliance issues to senior management within the asset management and compliance teams as appropriate.
- Offer advisory support for risk stewardship on all matters related to alternative investments.
- Assist the Alternatives business in product development, especially concerning new product launches.
- Develop strong relationships with internal and external stakeholders, including colleagues, leadership, legal teams, auditors, and regulators.
- Substantial experience in alternative investments, ideally gained from a asset management firm, or a similar financial services institution.
- Demonstrated advisory skills with a track record of providing expert consultation and compliance advice on alternative investment products, processes, and procedures.
- A solid understanding of relevant regulations, particularly the Alternative Investment Fund Managers Directive (AIFMD), and a desirable familiarity with Sustainable Finance Disclosure Regulation (SFDR) in relation to ESG factors.
- Proficiency in translating complex information into clear and concise communication for diverse audiences.
Please get in touch for details firstname.lastname@example.org