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Compliance Advisory Manager - Funds / Investment Management

  • Location London
  • Job type Permanent
  • Reference LUTCOMPAdvisory

Key responsibilities:

  • Assist fund launches and product governance, ensuring the firm's policies and procedures are applied in line with the firm's investment strategies
  • Review and approve financial promotion materials, including presentations, fact sheets, brochures, KIIDS, web content, video and email marketing content in adherence with the FCAs rules and guidance.
  • Reviewing policies and procedures, ensure MI is reported to Senior Management and the Risk and Compliance Committee
  • Developing training materials and deliver training to staff
  • Assisting in the design and implementation of Conduct Risk policies and procedures
  • Deliver on project based work

Key competencies

  • Previously compliance advisory experience with a focus on fund launches and product governance
  • Excellent communication skills and experienced at reporting to senior stakeholders