Key responsibilities:
· Develop and maintain relationships with senior management
· Provide timely and accurate regulatory advice to the business
· Perform Regulatory Analysis; identifying the risks of new regulation on the relevant business areas
· Draft policies and internal procedures
· Perform investigations into the activities within the business to ensure compliance
· Write and deliver compliance training
· Represent the Compliance Function on the internal Change Management Governance meetings and on projects delivering regulatory change
Successful candidates will have:
· Advisory experience within a bank, broker or capital markets firm
