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Compliance Manager - Alternative Investments

  • Location London
  • Job type Permanent
  • Reference LUTCMAlternatives

An alternative investments firm who have recently obtained their license are looking to hire a Compliance Manager on a permanent basis.

Responsibilities:

  • Assist with the drafting of policies and procedures
  • Identification, assessment and mitigation of regulatory risks
  • Implementation projects around: MiFID 2, AIFMD, SM&CR and GDPR
  • Implementation of compliance monitoring programme and compliance frameworks

Successful candidates will have:

  • Experience developing the compliance framework for new operating structures as well as conducting regulatory impact assessments
  • Sound knowledge of MiFID, SYSC, APER, COBS, CASS, MAR, INVPRU/BIPRU) and financial promotion rules
  • Experience working for an alternative investment fund manager (preferable)