A multi-asset & equity investment management firm with a very well developed ESG portfolio are looking to hire a Compliance Manager to cover the current incumbent's maternity leave. This is an advisory role and the ideal candidate will have knowledge of: FUND, COLL, COBS, AML.
- Regulatory developments and horizon scanning
- Advisory to the front office around policies and procedures
- Advisory to the business on AML and financial crime matters
Successful candidates will have:
- A good understanding of investment management activities and the role and responsibilities of an AFM/AIFM.
- Previous compliance advisory experience within a buy-side firm