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Compliance Manager - Investment Management - 12 month ftc
- Posted 25 November 2021
- Salary Negotiable
- LocationLondon
- Job type Contract
- ReferenceLUTCMAM12ftc_1637915760
- Contact NameLatiesha Uter
Job description
A multi-asset & equity investment management firm with a very well developed ESG portfolio are looking to hire a Compliance Manager to cover the current incumbent's maternity leave. This is an advisory role and the ideal candidate will have knowledge of: FUND, COLL, COBS, AML.
Key responsibilities
- Regulatory developments and horizon scanning
- Advisory to the front office around policies and procedures
- Advisory to the business on AML and financial crime matters
Successful candidates will have:
- A good understanding of investment management activities and the role and responsibilities of an AFM/AIFM.
- Previous compliance advisory experience within a buy-side firm