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Compliance Manager - Investment Management - 12 month ftc

  • Location London
  • Job type Contract
  • Reference LUTCMAM12ftc

A multi-asset & equity investment management firm with a very well developed ESG portfolio are looking to hire a Compliance Manager to cover the current incumbent's maternity leave. This is an advisory role and the ideal candidate will have knowledge of: FUND, COLL, COBS, AML.

Key responsibilities

  • Regulatory developments and horizon scanning
  • Advisory to the front office around policies and procedures
  • Advisory to the business on AML and financial crime matters

Successful candidates will have:

  • A good understanding of investment management activities and the role and responsibilities of an AFM/AIFM.
  • Previous compliance advisory experience within a buy-side firm