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Compliance Officer - Buy Side - Funds / Investment Management
- Posted 15 June 2022
- Salary Negotiable
- LocationLondon
- Job type Permanent
- ReferenceLUTConsultancy123_1655369608
- Contact NameLatiesha Uter
Job description
We are looking to speak to generalist compliance professionals that are interested in working for a business that gives exposure to multiple different buy-side business'. You would be working with a portfolio of buy-side clients on a broad range of compliance responsibilities offering exposure to various business models and investment strategies.
Key responsibilities:
- Ownership of a wide variety of buy side clients providing regulatory infrastructure and general compliance advice
- Periodic meetings with clients, including senior management, to discuss compliance and monitor conduct
- Participate and lead a variety of compliance related projects
- Carry out thematic reviews and assurance of various areas of the business and advise on changes and training where necessary
Successful candidates will have:
- Previous buy-side compliance experience
- Excellent communication skills, written and verbal
- The ability to interact with and influence clients
- The desire and ability to work in a fast paced environment, working to tight deadlines