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Compliance Officer - Buy Side - Funds / Investment Management

  • Location London
  • Job type Permanent
  • Reference LUTConsultancy123

We are looking to speak to generalist compliance professionals that are interested in working for a business that gives exposure to multiple different buy-side business'. You would be working with a portfolio of buy-side clients on a broad range of compliance responsibilities offering exposure to various business models and investment strategies.

Key responsibilities:

  • Ownership of a wide variety of buy side clients providing regulatory infrastructure and general compliance advice
  • Periodic meetings with clients, including senior management, to discuss compliance and monitor conduct
  • Participate and lead a variety of compliance related projects
  • Carry out thematic reviews and assurance of various areas of the business and advise on changes and training where necessary

Successful candidates will have:

  • Previous buy-side compliance experience
  • Excellent communication skills, written and verbal
  • The ability to interact with and influence clients
  • The desire and ability to work in a fast paced environment, working to tight deadlines