Investigo are currently partnering with a well known company who are expanding and therefore a new role has come up in the compliance/risk team in finance. The role is supporting the Group Compliance Officer in maintaining a strong controls environment for the business. This role will suit a candidate with either a controls or internal audit background, keen to learn the full scope of a business and accounting function as it works across the whole team, business partnering and asking questions around controls and procedures in place.
Maintain the SOX control framework schedule across all homes in the Signature portfolio.
Walkthrough each process to ensure the control documentation is consistent with actual processes performed.
Walkthrough and test each control to ensure it is consistent with actual processes performed.
Perform independent testing of all controls, focusing on key controls
Support the Finance function in ensuring evidence of controls is appropriately documented.
Support in reporting to external stakeholders regards control compliance.
Assist our US Investors Internal Audit team by providing all requested control evidence during remote testing.
Working with the finance team to find better ways of performing and evidencing SOX controls.
Train all and existing employees regards compliance.
Assist with external audits when required.
Assist the Group Compliance Officer with any tasks as required.
Support in fulfilling Subject Access Requests and GDPR oversight