Senior CDD Associate - FI
- Posted 14 January 2022
- Salary £36000.00 - £45000.00 per annum
- LocationLondon
- Job type Permanent
- ReferenceBBBH127782_1642196477
- Contact NameAmine Oulidazouz
Job description
This is a brilliant opportunity for a KYC / CDD analyst to join a Team of CDD and AML specialist Unit, providing support to number of Departments in the Bank in the areas of customer due diligence, anti-money laundering, counter terrorist financing, sanctions, and other financial crime compliance related regulatory requirements.
Core Responsibilities:
· Meeting the Bank's internal policies, procedures, and other regulatory and mandatory requirements. · Carrying out the below activities, including (but not limited to): · Sanction Screening, Transaction Monitoring, Adverse Media Screening, PEP Checks · Contributions to policies, procedures, processes, and records management documents · Competent relationship management including effective communication with key stakeholders at all levels. · Provide effective, detailed feedback to CDD Analyst on cases · Provide trends and patterns of issues and areas requiring enhanced coaching for the CDD Analyst teams. · Providing coaching to individuals and the team at large · Working closely with CDD Managers to improve overall quality and efficiency · Completing Periodic and Event Driven (Trigger Reviews) Reviews of the existing Clients · Conduct PEP, Sanction and negative news searches · Investigation of Client Ownership structures to determine the Ultimate Beneficial Owners · Undertake the assessment of Client MiFID and EMIR classifications · Keeping accurate records and Management Information on clients · Taking part in various mini projects · Establish a professional and mutually beneficial working relationship with the Frontline to enhance clients' experience · Ensure that tasks are completed in a timely fashion and as efficiently as possible. · Complete customer files to agreed standards and to the Bank's CDD Policies and Procedures · You must observe proper standards of market conduct. · Preparing and managing any future business support functions which are to be introduced to the Branch from time to time; · Carrying out other tasks assigned by the Head of CDD Unit or HoD that associate with CFU Middle Office business;
Supervision responsibilities:
· None
Person specification · Experience in analysing complex ownership structures; SPV's, Hedge Funds, Trusts etc. · Must be highly competent with all relevant laws and legislations such as FATCA, JMLSG, AML and FCA Regulations. · Educated to the Bachelor's Degree · At least 4 years AML / KYC / CDD experience in either Client Onboarding, Periodic Reviews or remediation projects · Ability to adapt to different situations and a quick learner · Experience of coaching and training colleagues · Ability to support line manager adequately as and when called upon to do so. · Essential & Desirable Skills · Good understanding of regulatory environments in the UK; · Demonstrable track record in driving operational efficiency; · Good command of English; Mandarin language skills are desired but not essential; · Good technical understanding of the current UK and International KYC / AML rules and regulations · Experience in using different screening tools and platforms · Must possess critical thinking and investigative mindset · Must be methodical, analytical, and able to exhibit attention to detail · Hardworking, enthusiastic with good team work ethic · Ability to use their initiative, work with autonomy with the support of their Team Manager without a need for micromanagement · Must possess good communication skills with the ability to interact confidently with Frontline and other stakeholders · Mandarin speaking will be desirable but not essential |