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Senior Compliance Associate - Buy Side - Compliance Advisory

  • Location London, England
  • Job-type Permanent
  • Reference LUTSrComplianceAssoc

A buy-side business are looking to hire a Senior Compliance Associate into their Compliance Advisory team. The role will focus on advising the business on issues around regulations as well as developing policies and horizon scanning.

Key responsibilities:

  • Compliance advisory to the business in relation to new fund launches as well as changes to existing funds
  • Keep abreast of regulatory developments and communicate to the business where necessary
  • Advise the business on policies and procedures as well as ensuring maintenance of both
  • Produce MI to various committees and to the senior management team, highlight issues and or trends applicable to the business

Successful candidates will have:

  • 2 - 3 years compliance experience within a buy-side business
  • Knowledge of regulation around funds
  • Excellent communication skills both written and verbal