Trade Surveillance - Investment Management

Posted 16 June 2022
Salary Negotiable
LocationLondon
Job type Permanent
ReferenceLUTradeSurveillance_1655369609

Job description

A traditional investment manager are looking for a Compliance Monitoring & Surveillance person to join their compliance team.

Key responsibilities:

* Best execution and fair allocation

* Market abuse prevention and detection

* E-Communication surveillance

* Conflicts of interest

* Reviewing and monitoring personal account dealing and gifts & entertainment

Successful candidates will:

  • Be currently working within a trade surveillance business for an investment manager or capital markets business