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Trade Surveillance - Investment Management
- Posted 15 June 2022
- Salary Negotiable
- LocationLondon
- Job type Permanent
- ReferenceLUTradeSurveillance_1655369609
- Contact NameLatiesha Uter
Job description
A traditional investment manager are looking for a Compliance Monitoring & Surveillance person to join their compliance team.
Key responsibilities:
* Best execution and fair allocation
* Market abuse prevention and detection
* E-Communication surveillance
* Conflicts of interest
* Reviewing and monitoring personal account dealing and gifts & entertainment
Successful candidates will:
- Be currently working within a trade surveillance business for an investment manager or capital markets business