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Trade Surveillance - Investment Management

  • Location London
  • Job type Permanent
  • Reference LUTradeSurveillance

A traditional investment manager are looking for a Compliance Monitoring & Surveillance person to join their compliance team.

Key responsibilities:

* Best execution and fair allocation

* Market abuse prevention and detection

* E-Communication surveillance

* Conflicts of interest

* Reviewing and monitoring personal account dealing and gifts & entertainment

Successful candidates will:

  • Be currently working within a trade surveillance business for an investment manager or capital markets business