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Trade and Control Room Surveillance Analyst Investment Bank

  • Location London
  • Job type Interim
  • Reference .
  • Salary Up to £217 per day + Holiday pay on top of rate
  • Specialisation Banking and Finance
  • Posted September 14, 2021

Investigo are supporting our Tier 1 Investment Banking Client with a new Trade and Control Room Surveillance Analyst with a new 6 month day rate contract. This bank offers a flexible working policy with 2/3 days per week in the office. The successful applicant can either be based out of their Glasgow or London office location.

Your role will sit within the surveillance function of this bank, within the broader compliance function. The main purpose of your role will be to identify potential breaches of regulatory requirements and firm policies and detect emerging trends.

Key Role Requirements:

  • Conduct Trade and Control Room surveillance for trading activity across the markets business areas to identify potential instances of market abuse through the analysis of alerts generated by the surveillance platform
  • Work with members of the Market Surveillance team to document and escalate potential market abuse to the Business Oversight Compliance teams and if required submit Suspicious Transaction and Order Reports (STOR/STR) to the appropriate regulator.
  • Identify opportunities to enhance the surveillance platform and partner with the Market Surveillance Optimisation and Calibration team to implement changes.
  • Assist with developing Management Information that provides insight to the efficiency and effectiveness of the market surveillance operation including drafting commentary for reporting to key stakeholders.

Day Rate: £217 per day inside IR35, holiday pay on top, and pension opt in

We look forward to reviewing your application.