Compliance Frameworks and Assurance - Commodities Trading Firm

Compliance Frameworks and Assurance - Commodities Trading Firm

London, Hybrid

We are working with a leading commodities trading firm headquartered in the West End of London, seeking an experienced Compliance Frameworks and Assurance Officer to join a growing team. In this role, you will be responsible for ensuring that the company adheres to all relevant regulatory requirements and industry best practices. You will play a key role in developing and maintaining the compliance framework, as well as conducting assurance activities to assess the effectiveness of Compliance controls.

Key Responsibilities:

• Develop and maintain robust compliance frameworks and policies in line with regulatory requirements and industry standards.
• Conduct regular assessments of our compliance programs to identify areas for improvement and implement necessary changes.
• Monitor regulatory developments and industry trends to ensure our compliance frameworks remain up-to-date and effective.
• Provide guidance and support to internal stakeholders on compliance-related matters, including training programs and compliance risk assessments.
• Collaborate with internal teams, including Legal, Risk Management, and Operations, to ensure alignment on compliance initiatives and objectives.
• Liaise with external regulatory bodies and auditors as necessary to address compliance inquiries and facilitate audits.
• Stay informed about emerging compliance issues and proactively address potential risks to the business.

Qualifications:

• Extensive experience in compliance roles within the financial services or commodities trading industry, with a focus on developing and implementing compliance frameworks.
• Strong understanding of relevant regulatory requirements.
• Experience of assurance testing (2nd line)
• Good stakeholder and time management

Please get in touch for details chris.roots@investigo.co.uk